The best way to help clients pay the highest amount of income tax possible is to do nothing. Letting taxes “just happen” virtually guarantees that opportunities are getting missed. Even for taxpayers ...

The Advisor role is an important student support person built into our student conduct processes. Advisors may attend conduct meetings as a support person and should assure that their advisees clearly ...

Succession planning in family businesses is a complex and critical endeavor. It’s not just about passing the torch from one generation to the next; it involves meticulous preparation, clear ...

Can You Afford Noncompliance with SEC Regulation R... Can You Afford Noncompliance with SEC Regulation Requirements? The Three Steps for Optimal Financial Advisor Compliance How to Achieve Steady ...

Christy Bieber has a JD from UCLA School of Law and began her career as a college instructor and textbook author. She has been writing full time for over a decade with a focus on making financial and ...

“Fiduciary” sounds simple: put the client first. But here’s the truth—not all fiduciary financial advisors are equal. Some meet only the minimum legal bar. Others add rigorous training, broad planning ...